{"id":3816,"date":"2017-06-29T14:26:24","date_gmt":"2017-06-29T19:26:24","guid":{"rendered":"http:\/\/www.formulagrowth.com\/?page_id=3816\/"},"modified":"2025-08-29T09:35:59","modified_gmt":"2025-08-29T14:35:59","slug":"regulatory-affiliation","status":"publish","type":"page","link":"https:\/\/www.formulagrowth.com\/us\/regulatory-affiliation\/","title":{"rendered":"Regulatory \/ Affiliation"},"content":{"rendered":"<h2>Formula Growth is registered with the following regulatory bodies:<\/h2>\n<div class=\"su-spacer\" style=\"height:20px\"><\/div>\n<h3>Autorit\u00e9 des March\u00e9s Financiers (AMF)<\/h3>\n<p>Formula Growth Limited is registered with the AMF as a portfolio manager, investment fund manager and exempt market dealer. To confirm FG\u2019s registration, please <a href=\"https:\/\/lautorite.qc.ca\/en\/general-public\/registers\/register-of-firms-and-individuals-authorized-to-practise\/\" target=\"_blank\" rel=\"noopener noreferrer\">click here<\/a> and search for \u201cFormula Growth Limited\u201d.<\/p>\n<div class=\"su-spacer\" style=\"height:10px\"><\/div>\n<h3>U.S. Securities and Exchange Commission (SEC)<\/h3>\n<p>Formula Growth Limited and Formula Growth Management Corporation are registered with the SEC as an investment advisor. To confirm FG\u2019s registration, please <a href=\"https:\/\/adviserinfo.sec.gov\/IAPD\/IAPDFirmSummary.aspx?ORG_PK=163245\" target=\"_blank\" rel=\"noopener noreferrer\">click here<\/a> to view the ADV Part 1 and 2.<br \/>\n<div class=\"su-spacer\" style=\"height:10px\"><\/div>\n<h2>Formula Growth is a signatory and member of the following industry affiliations:<\/h2>\n<div class=\"su-spacer\" style=\"height:20px\"><\/div>\n<h3>CFA Asset Manager Code\u00a0<a href=\"https:\/\/www.cfainstitute.org\/ethics\/codes\/assetmanager\/Pages\/firms_claiming_compliance.aspx\" target=\"_blank\" rel=\"noopener noreferrer\"><img loading=\"lazy\" decoding=\"async\" class=\"wp-image-3662\" src=\"http:\/\/www.formulagrowth.com\/wp-content\/uploads\/2017\/06\/cfai-300x65.png\" alt=\"\" width=\"98\" height=\"21\" srcset=\"https:\/\/www.formulagrowth.com\/wp-content\/uploads\/2017\/06\/cfai-300x65.png 300w, https:\/\/www.formulagrowth.com\/wp-content\/uploads\/2017\/06\/cfai.png 724w\" sizes=\"auto, (max-width: 98px) 100vw, 98px\" \/><\/a><\/h3>\n<p>To confirm FG\u2019s registration, please <a href=\"https:\/\/www.cfainstitute.org\/ethics\/codes\/assetmanager\/Pages\/firms_claiming_compliance.aspx\" target=\"_blank\" rel=\"noopener noreferrer\">click here<\/a>.<br \/>\n<div class=\"su-spacer\" style=\"height:10px\"><\/div>\n<h3>Standards Board for Alternative Investments (SBAI)\u00a0<img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-4014 \" src=\"http:\/\/www.formulagrowth.com\/wp-content\/uploads\/dec_16.png\" alt=\"\" width=\"40\" height=\"27\" \/><\/h3>\n<p>To confirm FG\u2019s registration, please <a href=\"http:\/\/www.hfsb.org\/signatories\/\" target=\"_blank\" rel=\"noopener noreferrer\">click here<\/a>.<br \/>\n<div class=\"su-spacer\" style=\"height:10px\"><\/div>\n<h3>Alternative Investment Management Industry (AIMA)\u00a0<a href=\"https:\/\/www.aima.org\/\" target=\"_blank\" rel=\"noopener noreferrer\"><img loading=\"lazy\" decoding=\"async\" class=\"wp-image-3660\" src=\"http:\/\/www.formulagrowth.com\/wp-content\/uploads\/2017\/06\/aima.png\" alt=\"\" width=\"32\" height=\"31\" srcset=\"https:\/\/www.formulagrowth.com\/wp-content\/uploads\/2017\/06\/aima.png 205w, https:\/\/www.formulagrowth.com\/wp-content\/uploads\/2017\/06\/aima-150x150.png 150w, https:\/\/www.formulagrowth.com\/wp-content\/uploads\/2017\/06\/aima-45x45.png 45w\" sizes=\"auto, (max-width: 32px) 100vw, 32px\" \/><\/a><\/h3>\n<p>For more information, please consult <a href=\"https:\/\/www.aima.org\/\" target=\"_blank\" rel=\"noopener noreferrer\">AIMA\u2019s website<\/a>.<\/p>\n<div class=\"su-spacer\" style=\"height:10px\"><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Formula Growth is registered with the following regulatory bodies: Autorit\u00e9 des March\u00e9s Financiers (AMF) Formula Growth Limited is registered with the AMF as a portfolio manager, investment fund manager and exempt market dealer. To confirm FG\u2019s registration, please click here and search for \u201cFormula Growth Limited\u201d. U.S. Securities and Exchange Commission (SEC) Formula Growth Limited [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"page-fullwidth.php","meta":{"_acf_changed":false,"footnotes":""},"class_list":["post-3816","page","type-page","status-publish","hentry"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.3 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Regulatory \/ Affiliation - Formula Growth<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.formulagrowth.com\/us\/regulatory-affiliation\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Regulatory \/ Affiliation - Formula Growth\" \/>\n<meta property=\"og:description\" content=\"Formula Growth is registered with the following regulatory bodies: Autorit\u00e9 des March\u00e9s Financiers (AMF) Formula Growth Limited is registered with the AMF as a portfolio manager, investment fund manager and exempt market dealer. To confirm FG\u2019s registration, please click here and search for \u201cFormula Growth Limited\u201d. U.S. Securities and Exchange Commission (SEC) Formula Growth Limited [&hellip;]\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.formulagrowth.com\/us\/regulatory-affiliation\/\" \/>\n<meta property=\"og:site_name\" content=\"Formula Growth\" \/>\n<meta property=\"article:modified_time\" content=\"2025-08-29T14:35:59+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.formulagrowth.com\/wp-content\/uploads\/2017\/06\/cfai.png\" \/>\n\t<meta property=\"og:image:width\" content=\"724\" \/>\n\t<meta property=\"og:image:height\" content=\"157\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/png\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data1\" content=\"2 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/www.formulagrowth.com\\\/us\\\/regulatory-affiliation\\\/\",\"url\":\"https:\\\/\\\/www.formulagrowth.com\\\/us\\\/regulatory-affiliation\\\/\",\"name\":\"Regulatory \\\/ Affiliation - Formula Growth\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.formulagrowth.com\\\/#website\"},\"primaryImageOfPage\":{\"@id\":\"https:\\\/\\\/www.formulagrowth.com\\\/us\\\/regulatory-affiliation\\\/#primaryimage\"},\"image\":{\"@id\":\"https:\\\/\\\/www.formulagrowth.com\\\/us\\\/regulatory-affiliation\\\/#primaryimage\"},\"thumbnailUrl\":\"http:\\\/\\\/www.formulagrowth.com\\\/wp-content\\\/uploads\\\/2017\\\/06\\\/cfai-300x65.png\",\"datePublished\":\"2017-06-29T19:26:24+00:00\",\"dateModified\":\"2025-08-29T14:35:59+00:00\",\"breadcrumb\":{\"@id\":\"https:\\\/\\\/www.formulagrowth.com\\\/us\\\/regulatory-affiliation\\\/#breadcrumb\"},\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\\\/\\\/www.formulagrowth.com\\\/us\\\/regulatory-affiliation\\\/\"]}]},{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\\\/\\\/www.formulagrowth.com\\\/us\\\/regulatory-affiliation\\\/#primaryimage\",\"url\":\"http:\\\/\\\/www.formulagrowth.com\\\/wp-content\\\/uploads\\\/2017\\\/06\\\/cfai-300x65.png\",\"contentUrl\":\"http:\\\/\\\/www.formulagrowth.com\\\/wp-content\\\/uploads\\\/2017\\\/06\\\/cfai-300x65.png\"},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/www.formulagrowth.com\\\/us\\\/regulatory-affiliation\\\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/www.formulagrowth.com\\\/us\\\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"Regulatory \\\/ Affiliation\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/www.formulagrowth.com\\\/#website\",\"url\":\"https:\\\/\\\/www.formulagrowth.com\\\/\",\"name\":\"Formula Growth\",\"description\":\"one of Canada&#039;s oldest and top performing investment management firms\",\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\\\/\\\/www.formulagrowth.com\\\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"en-US\"}]}<\/script>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Regulatory \/ Affiliation - Formula Growth","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.formulagrowth.com\/us\/regulatory-affiliation\/","og_locale":"en_US","og_type":"article","og_title":"Regulatory \/ Affiliation - Formula Growth","og_description":"Formula Growth is registered with the following regulatory bodies: Autorit\u00e9 des March\u00e9s Financiers (AMF) Formula Growth Limited is registered with the AMF as a portfolio manager, investment fund manager and exempt market dealer. To confirm FG\u2019s registration, please click here and search for \u201cFormula Growth Limited\u201d. U.S. Securities and Exchange Commission (SEC) Formula Growth Limited [&hellip;]","og_url":"https:\/\/www.formulagrowth.com\/us\/regulatory-affiliation\/","og_site_name":"Formula Growth","article_modified_time":"2025-08-29T14:35:59+00:00","og_image":[{"width":724,"height":157,"url":"https:\/\/www.formulagrowth.com\/wp-content\/uploads\/2017\/06\/cfai.png","type":"image\/png"}],"twitter_card":"summary_large_image","twitter_misc":{"Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.formulagrowth.com\/us\/regulatory-affiliation\/","url":"https:\/\/www.formulagrowth.com\/us\/regulatory-affiliation\/","name":"Regulatory \/ Affiliation - Formula Growth","isPartOf":{"@id":"https:\/\/www.formulagrowth.com\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.formulagrowth.com\/us\/regulatory-affiliation\/#primaryimage"},"image":{"@id":"https:\/\/www.formulagrowth.com\/us\/regulatory-affiliation\/#primaryimage"},"thumbnailUrl":"http:\/\/www.formulagrowth.com\/wp-content\/uploads\/2017\/06\/cfai-300x65.png","datePublished":"2017-06-29T19:26:24+00:00","dateModified":"2025-08-29T14:35:59+00:00","breadcrumb":{"@id":"https:\/\/www.formulagrowth.com\/us\/regulatory-affiliation\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.formulagrowth.com\/us\/regulatory-affiliation\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.formulagrowth.com\/us\/regulatory-affiliation\/#primaryimage","url":"http:\/\/www.formulagrowth.com\/wp-content\/uploads\/2017\/06\/cfai-300x65.png","contentUrl":"http:\/\/www.formulagrowth.com\/wp-content\/uploads\/2017\/06\/cfai-300x65.png"},{"@type":"BreadcrumbList","@id":"https:\/\/www.formulagrowth.com\/us\/regulatory-affiliation\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.formulagrowth.com\/us\/"},{"@type":"ListItem","position":2,"name":"Regulatory \/ Affiliation"}]},{"@type":"WebSite","@id":"https:\/\/www.formulagrowth.com\/#website","url":"https:\/\/www.formulagrowth.com\/","name":"Formula Growth","description":"one of Canada&#039;s oldest and top performing investment management firms","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.formulagrowth.com\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"}]}},"_links":{"self":[{"href":"https:\/\/www.formulagrowth.com\/us\/wp-json\/wp\/v2\/pages\/3816","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.formulagrowth.com\/us\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.formulagrowth.com\/us\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.formulagrowth.com\/us\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.formulagrowth.com\/us\/wp-json\/wp\/v2\/comments?post=3816"}],"version-history":[{"count":6,"href":"https:\/\/www.formulagrowth.com\/us\/wp-json\/wp\/v2\/pages\/3816\/revisions"}],"predecessor-version":[{"id":8996,"href":"https:\/\/www.formulagrowth.com\/us\/wp-json\/wp\/v2\/pages\/3816\/revisions\/8996"}],"wp:attachment":[{"href":"https:\/\/www.formulagrowth.com\/us\/wp-json\/wp\/v2\/media?parent=3816"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}